-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1moS/FzkiZVL8tzzsZiHRKWi3ndK0cDqbou+cwquaEuo+D0S2/aLil5M2k9dNHZ T4NWT+++044PC0PTN+nMUA== 0000912057-00-005379.txt : 20000214 0000912057-00-005379.hdr.sgml : 20000214 ACCESSION NUMBER: 0000912057-00-005379 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEXAS REGIONAL BANCSHARES INC CENTRAL INDEX KEY: 0000787648 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742294235 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-38335 FILM NUMBER: 533057 BUSINESS ADDRESS: STREET 1: 3700 N TENTH STE 301 STREET 2: PO BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501 BUSINESS PHONE: 9566315400 MAIL ADDRESS: STREET 1: P O BOX 5910 STREET 2: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501-5910 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RONEY GLEN E CENTRAL INDEX KEY: 0000903762 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78502-5910 BUSINESS PHONE: 2106327602 MAIL ADDRESS: STREET 1: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78502-5910 SC 13G/A 1 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* -- TEXAS REGIONAL BANCSHARES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) CLASS A VOTING COMMON - -------------------------------------------------------------------------------- (Title of Class of Securities) 882673 10 6 ---------------------------------- (CUSIP Number) 12-31-99 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 882673 10 6 ----------- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). GLEN E. RONEY - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization UNITED STATES - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 1,092,074 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With: 219,745 -------------------------------------------------- (7) Sole Dispositive Power 1,020,848 -------------------------------------------------- (8) Shared Dispositive Power 290,971 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,311,819 - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.9% - ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer TEXAS REGIONAL BANCSHARES, INC. --------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 3900 NORTH 10TH STREET, 11TH FLOOR, McALLEN, TX 78502-5910 --------------------------------------------------------------------- ITEM 2. (a) Name of Person Filing GLEN E. RONEY --------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence 3900 NORTH 10TH STREET, 11TH FLOOR, McALLEN, TX 78502-5910 --------------------------------------------------------------------- (c) Citizenship USA --------------------------------------------------------------------- (d) Title of Class of Securities CLASS A VOTING COMMON --------------------------------------------------------------------- (e) CUSIP Number 882673 10 6 --------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) / / Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) / / An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,311,819 of which 225,008 shares represents the right to acquire shares through the exercise of options --------------------------------------------------------------------------- (b) Percent of class: 8.9 --------------------------------------------------------------------------- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,092,074 ----------------------------------------------------------------- (ii) Shared power to vote or to direct the vote 219,745 ----------------------------------------------------------------- (iii) Sole power to dispose or to direct the disposition of 1,020,848 ----------------------------------------------------------------- (iv) Shared power to dispose or to direct the disposition of 290,971 ----------------------------------------------------------------- Note: This statement includes shares allocated to my account and held by the Texas Regional Bancshares, Inc. Employee Stock Ownership Plan (the "ESOP"). I and two other individuals, Morris Atlas and Frank N. Boggus serve as Co-Trustees of the Employee Stock Ownership Trust (the "Trust") related to the ESOP. The ESOP Plan and Trust Agreement give the Trustees the power to vote unallocated shares and to direct the disposition of dividends and the proceeds from the sale of shares. Plan participants have the power to vote shares allocated to their accounts. The ESOP Plan and Trust Agreement also give the Trustees certain limited power to dispose of shares held pursuant to the ESOP Plan, based on limitations and conditions as contained in the ESOP Plan and Trust Agreement. As of December 31, 1999 a total of 547,435 Class A Voting Common shares were held pursuant to the ESOP Plan and Trust Agreement. All of the shares held pursuant to the ESOP Plan and Trust Agreement have been allocated to participant accounts. Those shares allocated to my account as an employee of Texas Regional Bancshares, Inc. and a participant in the ESOP at December 31, 1999 are included in this statement. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON I disclaim beneficial ownership of 108,641 shares included in this statement. These shares are held by the Texas State Bank Trust Department and as a member of the Trust Committee along with several other individuals, I have the power to vote the shares. However, I do not have the right to receive, nor the right to proceeds from the sale of, such securities. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2-11-00 ---------------------------------------- Date /s/ G. E. Roney ---------------------------------------- Signature G. E. Roney ---------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----